BA Securities is a leading global provider of independent Broker-Dealer affiliation, registration, compliance, and FINRA licensing services. Run by seasoned capital markets professionals with extensive M&A and capital raising experience, BA Securities is a Broker-Dealer for experienced Investment Bankers and Institutional Placement Agents. With a technology-driven best-in-class regulatory and supervisory platform, we provide our Bankers with a compliance partner that is experienced and responsive.

Our comprehensive services include FINRA registration and licensing, user-friendly technology-based supervisory platforms, peer networking and collaboration opportunities, ready-to-use legal agreements and templates, and affordable E&O insurance coverage. We pride ourselves on our years of excellence and our track record of closed deals since 2021, amounting to billions of dollars. At BA Securities, we understand your business because we've walked in your shoes.

Trust us to be your key to independence in the world of Investment Banking. Check our background on FINRA’s Brokercheck