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ComplySci

@complysci.com

Provides fintech solutions for Compliance to stay ahead of risk by monitoring conflict of interest arising from employee activities.

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About

Description

ComplySci, a COMPLY company, is a leading compliance technology, consulting, and education solutions provider specializing in the financial services sector. With over 7,000 customers, including some of the world's largest financial institutions, ComplySci offers a scalable and sophisticated platform to help organizations stay ahead of risk and unlock the strategic potential of their compliance data. ComplySci provides a comprehensive range of software compliance solutions tailored to the financial services sector.


Their solutions cover employee compliance, personal and firm trading, cryptocurrency, private investment, material non-public information (MNPI), certifications and attestations, political contributions, compliance program management, reporting and audit trail, wall crossing, deal and activity logging, restricted list management, calendar hierarchy, data services, ad-hoc data entry, bulk reconciliation, data and mass user cleanup, brokerage statement entry, system configuration and customization, processing rules and alert set-up, report creation, data feed setup, and change management. In addition to their software solutions, ComplySci offers managed services such as system configuration, processing rules and alert set-up, report creation, and data feed setup. They also provide expert consulting services and continuing education courses for compliance professionals.


ComplySci is known for its exceptional customer service and user-friendly platform. They incorporate customer feedback to continuously improve and enhance their solutions. With a strong focus on data accuracy and dependability, ComplySci integrates with other HR, expense, and order management platforms, and they offer direct broker feeds and award-winning customer service.


As part of an industry-leading portfolio of companies, ComplySci is dedicated to helping the financial services industry establish and protect comprehensive compliance programs. Their innovative solutions, backed by their experienced team, make compliance easy and efficient, allowing organizations to mitigate risk and achieve regulatory compliance with confidence. Contact ComplySci today to learn how their tailored solutions can support your compliance program and help your firm achieve and maintain compliance

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Company Type

Privately Held

Company Size

201-500

Year Founded

2003

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