@riainabox.com
Regulatory compliance technology solutions designed specifically for registered investment adviser (RIA) firms.
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RIAB, a COMPLY company, is a leading compliance technology, consulting, and education solutions provider specialized in the financial services sector. With over 7,000 customers, including major financial institutions worldwide, RIAB offers a scalable and sophisticated platform to help organizations stay ahead of risk and unlock the strategic potential of their compliance data. RIAB provides a comprehensive range of software compliance solutions for the financial services sector, including RIA registration, compliance program management technology, communications archiving and review, employee trade monitoring, IAR continuing education, RIA cybersecurity, RolloverAnalyzer, and PeerCompare.
They also offer other COMPLY Offerings such as political contribution monitoring powered by illumis, registration and licensing tracking powered by NRS, expert consulting powered by NRS, and institutional compliance technology powered by ComplySci. With a focus on compliance readiness, RIAB aligns technology, consulting, and continuing education to deliver tailored solutions for each firm's unique needs. Their platform offers comprehensive coverage, thorough conflict checking, and effective risk mitigation for core compliance challenges.
RIAB sets a new standard for compliance expertise and provides superior user experience with a mobile-first architecture. RIAB is backed by decades of regulatory expertise and offers award-winning customer service, ensuring a smooth and ideal customer experience. They prioritize client satisfaction with 24/5 customer service and extensive industry knowledge.
Through powerful integrations and partnerships with industry leaders, RIAB streamlines processes and enhances communication and efficiency. Located in New York, RIAB serves registered investment advisers and other financial services firms globally. Overall, RIAB is your trusted partner for achieving compliance readiness, offering innovative solutions to help organizations establish, protect, and thrive in the ever-evolving regulatory landscape
Company Type
Privately Held
Company Size
201-500
Year Founded
2005
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