MyComplianceOffice

MyComplianceOffice (MCO) provides compliance management software for financial services firms. Its platform brings conduct and regulatory compliance activities together in a shared system, helping organizations replace disconnected tools and manual processes with centralized data, automated workflows, task management, attestations, disclosures, forms, and dashboard reporting. The company offers more than 30 products across four core areas: Know Your Employee, Know Your Transactions, Know Your Third Party, and Know Your Obligations.

Solutions support employee personal trading, gifts and entertainment, political contributions, outside business activities, registrations and licensing, and communications review. Transaction-focused tools include trade surveillance, deal and engagement review, insider information controls, payment screening, and transaction monitoring. Third-party products cover risk assessment, lifecycle management, and screening, while obligation-management tools support compliance risk, assurance, policies, and oversight. MCO also addresses needs such as anti-money laundering, digital assets, conflicts of interest, conduct risk, and compliance program management.

The company presents its platform as a way to strengthen oversight, reduce compliance costs, document compliance for regulators and auditors, and help firms build a culture of ethical conduct. It provides customer support and onboarding, alongside resources including case studies, webinars, and guidance for compliance professionals.