Rockfleet

Rockfleet Financial Services, Inc. is an independent broker-dealer, investment adviser and municipal advisor built on relationships since 2008. The firm serves private companies, public issuers, institutions, individuals and families, combining capital markets capabilities with personalized advice and direct principal accountability.

Its capital markets practice provides investment banking, capital raising and advisory services to private companies, alongside curated direct investment opportunities for qualified investors. Public finance services include investment banking and underwriting for state and local issuers, public authorities, healthcare systems and transportation organizations. Rockfleet also offers independent municipal advisory services, including financing guidance for healthcare, transportation and general government clients.

For individuals and families, the firm provides investment advisory, estate planning, trust services, retirement accounts and managed accounts. Its institutional practice supports boutique investment managers, registered investment advisers and family offices with distribution, registration, compliance and operations services. Rockfleet also publishes research, market commentary, calendars and curated financial news. The firm is a FINRA and SIPC member, a New York State-registered investment adviser and an MSRB-registered municipal advisor.